P3(a). Collection of user information

The company should clearly disclose what user information it collects and how.

Elements:

  1. Does the company clearly disclose what types of user information it collects?
  2. For each type of user information the company collects, does the company clearly disclose how it collects that user information?
  3. Does the company clearly disclose that it limits collection of user information to what is directly relevant and necessary to accomplish the purpose of its service?
  4. (For mobile ecosystems): Does the company clearly disclose that it evaluates whether the privacy policies of third-party apps made available through its app store disclose what user information the apps collects?
  5. (For mobile ecosystems): Does the company clearly disclose that it evaluates whether third-party apps made available through its app store limit collection of user information to what is directly relevant and necessary to accomplish the purpose of the app?
  6. (For personal digital assistant ecosystems): Does the company clearly disclose that it evaluates whether the privacy policies of third-party skills made available through its skill store disclose what user information the skills collects?
  7. (For personal digital assistant ecosystems): Does the company clearly disclose that it evaluates whether third-party skills made available through its skill store limit collection of user information to what is directly relevant and necessary to accomplish the purpose of the skill?

Definitions:

App – A self-contained program or piece of software designed to fulfill a particular purpose; a software application, especially as downloaded by a user to a mobile device.

App store — The platform through which a company makes its own apps as well as those created by third-party developers available for download. An app store (or app marketplace) is a type of digital distribution platform for computer software, often in a mobile context.

Clearly disclose(s) — The company presents or explains its policies or practices in its public-facing materials in a way that is easy for users to find and understand.

Collect – All means by which the company may gather information about users. A company can collect this information directly from users, for example, when users submit user-generated content to the company. A company can also collect this information indirectly, for example, by recording log data, account information, metadata, and other related information that describes users and/or documents their activities.

Mobile ecosystem — The indivisible set of goods and services offered by a mobile device company, comprising the device hardware, operating system, app store and user account.

Personal digital assistant ecosystem — A personal digital assistant (PDA) ecosystem consists of an artificial intelligence-powered interface installed on digital devices that can interact with users through text or voice to access information on the Internet and perform certain tasks with personal data shared by the users. Users can interact with PDA ecosystems through skills, which are either made available by third-party developers/providers or the PDA itself. 

Privacy policies — Documents that outline a company’s practices involving the collection and use of information, especially information about users.

Skills  — Skills are voice-driven personal digital assistant capabilities allowing users to perform certain tasks or engage with online content using devices equipped with a personal digital assistant. Personal digital assistant ecosystem skills are similar to mobile ecosystem apps: users can enable or disable built-in skills or install skills developed by third-parties through stores similar to app stores.

Skill store — The platform through which a company makes its own skills as well as those created by third-party developers available for download. A skill store (or skill marketplace) is a type of digital distribution platform for computer software.

Use/purpose limitation — According to the principle of use or purpose minimization, entities that handle user information should state their purpose for doing so and should limit the use of this information for any other purpose unless they receive consent from the user. See also the principle of data minimization (above).

User information — Any data that is connected to an identifiable person, or may be connected to such a person by combining datasets or utilizing data-mining techniques. User information may be either collected or inferred. As further explanation, user information is any data that documents a user’s characteristics and/or activities. This information may or may not be tied to a specific user account. This information includes, but is not limited to, personal correspondence, user-generated content, account preferences and settings, log and access data, data about a user’s activities or preferences collected from third parties either through behavioral tracking or purchasing of data, and all forms of metadata. User information is never considered anonymous except when included solely as a basis to generate global measures (e.g. number of active monthly users). For example, the statement, ‘Our service has 1 million monthly active users,’ contains anonymous data, since it does not give enough information to know who those 1 million users are.

Indicator guidance: Companies collect a wide range of personal information from users—from personal details and account profiles to a user’s activities and location. We expect companies to clearly disclose what user information they collect and how they do so. We also expect companies to commit to the principle of data minimization and to demonstrate how this principle shapes their practices regarding user information. If companies collect multiple types of information, we expect them to provide details on how they handle each type of information. For mobile ecosystems and personal digital assistant (PDA) ecosystems, we expect the company to clearly disclose whether the privacy policies of the apps or PDA skills that are available in its mobile app store or PDA skill store specify what user information the apps or skills collect and whether those policies comply with data minimization principles.

Potential sources:

  • Company privacy policy
  • Company web page or section on data protection or data collection
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